eFinancialCareers

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Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	New York City, NY, 10001	07 Sep 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Compliance Manager	Legend Global Search, Inc. $140 + 20% Bonus	New York, NY, 10036	06 Sep 08

Compliance Manager - Banking, IT

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	New York, NY, 10036	06 Sep 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	New York, NY, 10036	06 Sep 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Compliance Associate	Street Advisor Group Very Competitive	New York City, NY	05 Sep 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Director of Compliance	Michael Page 180,000-300,000	New York, NY, 10174	04 Sep 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Trust Compliance Officer	Not Disclosed Base plus bonus	New York City, NY	04 Sep 08

The Trust Compliance Officer will be part of a compliance team that supports the general Trust business of a t...

Vice President - Senior Investment Management Attorney (J5234)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

Leading international asset management company seeks senior level investment management attorney to provide co...

ERISA, Vice President (R5221)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the...

AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

See job description below

GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

See job description below

PWM Senior Compliance Officer	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

See job description below

Commodity Compliance Coverage	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

See job description below

Senior Commodity Compliance Coverage - Oil Liquids	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

See job description below

VP - Hedge Fund/Private Equity Structuring	Not Disclosed Competitive	New York City, NY	04 Sep 08

Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The p...

Junior Compliance Officer	Not Disclosed 80,000 - 150,000	New York, NY, 10174	03 Sep 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer	Not Disclosed 200,000 - 400,000	New York, NY, 10174	03 Sep 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	03 Sep 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

Enterprise Account Document Manager	Michael Page 200,000 - 500,000	Manhattan, NY, 10174	03 Sep 08

Senior IT, Legal or Compliance professional with significant experience in document/records management related...

Senior Compliance Officer	Michael Page 150,000 - 250,000	Manhattan, NY, 10174	03 Sep 08

The successful candidate will have experience in drafting and monitoring: existing compliance procedures for ...

Chief Compliance Officer	Not Disclosed 250,000 - 600,000	Manhattan, NY, 10174	03 Sep 08

Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	Manhattan, NY, 10174	03 Sep 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Compliance Manager	Commerzbank not disclosed	USA-NY-New York City	03 Sep 08

See job description below

Investment Adviser/Mutual Fund Compliance Administrator	Hyperion Brookfield Asset Management, Inc. Commensurate with experience	New York, NY, 10281	03 Sep 08

Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administra...

Manager of Compliance Control Room	Not Disclosed $130,000 - $230,000	USA-NY-New York City	03 Sep 08

The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance profe...

Employment Attorney	Credit Suisse not disclosed	USA-NY-New York City	28 Aug 08

See job description below

Sr. Compliance Officer, Risk Management and Training Development (R5224)	Barker & Gilmore, LLC Base & Bonus	New York, NY	27 Aug 08

Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...

Senior Compliance Analyst	Not Disclosed Commensurate with experience	New York City, NY	27 Aug 08

An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experien...

ISDA Negotiator- Take Control of Your Future	The Boldon Group Excellent	Manhattan, NY, 10036	26 Aug 08

Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a...

Compliance Analyst	BNY Mellon Asset Management DOE	New York, NY, 10166	26 Aug 08

Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...

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